Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
WM State Regulators Fear SEC Crypto Proposals Put 'Thumb On The Scale'IN Blackstone Q3 earnings: private wealth AUM hits record $330 billion4K 40% of FSA Holders Forfeit Unused Funds, EBRI FindsWM RBC Lures UBS Overseeing More Than $1B in Pittsburgh4K Automatic Rollover IRAs Risk $43 Billion in SavingsIN GWG’s Heppner hires Puff Daddy’s attorneys as criminal sentencing loomsFP How to measure risk when advisors start to trust AIWM RIA Edge Panel: Why a Good M&A Strategy Must Stay Focused on Organic GrowthWM Investment Roundup: ACORE Capital Adds Wealth DivisionWM Estate Planning Valuations in a High-Rate Environment

Investment adviser representative · Rnb Wealth Management Group

Richard N. Brooks

CRD 2407718 · North Miami Beach, FL

At a glance

Richard N. Brooks is an investment adviser representative with Rnb Wealth Management Group in North Miami Beach, FL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Richard’s SEC record dates to 2001, about 25 years ago.

Current advisory firm

  • Rnb Wealth Management GroupSince March 2009North Miami Beach, FL · State-registered or not in the SEC’s list

SEC adviser record

Registered since
2001 (25 years)
Designations
None on file
Exams
Series 63, Series 65
Registered in
2 states
Also a broker representative
No
Disclosures on record
Yes, see the SEC record

AtlasMembers

Richard’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
2 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.