Chief Compliance Officer · Ares Management LLC
Richa M Gulati
CRD 5502357 · Named on Form ADV at 7 SEC-registered advisers
At a glance
Ares Management LLC, an SEC-registered private fund adviser based in LOS Angeles, CA with $458.8 billion in regulatory assets, lists Richa M Gulati on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Richa at 6 other registered advisers.
Firms and roles
- Ares Management LLCChief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $459B in regulatory assets
- Ares Capital Management LLCChief Compliance OfficerAsset manager · LOS Angeles, CA · $98B in regulatory assets
- Ares Commercial Real Estate Management LLCChief Compliance OfficerPrivate fund adviser · LOS Angeles, CA · $32B in regulatory assets
- Ares Capital Management II LLCChief Compliance OfficerAsset manager · LOS Angeles, CA · $20B in regulatory assets
- Ivy Hill Asset Management, L.P.Chief Compliance OfficerPrivate fund adviser · New York, NY · $13B in regulatory assets
- Ares Systematic Credit LimitedChief Compliance OfficerAsset manager · London, United Kingdom · $9.9B in regulatory assets
- Cion Ares Management, LLCChief Compliance OfficerAsset manager · New York, NY · $8.0B in regulatory assets
AtlasMembers
Richa’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 7 firmsLocked
- Control-person status
- 7 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (19)
- Antony P. ResslerCo-Founder and Executive Chairman, Ares Management LLC
- Bennett RosenthalCo-Founder and Chairman of Private Equity Group, Ares Management LLC
- David B. KaplanCo-Founder, Ares Management LLC
- Michael J. AroughetiCo-Founder and Chief Executive Officer, Ares Management LLC
- Naseem S. Sagati AghiliGeneral Counsel and Corporate Secretary, Ares Management LLC
14 more people named with Richa on the same filings, with titles and firms. Free in Atlas with a free account.
See all 19 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Richa’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.