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Chief Financial Officer and Shareholder · Guardian Wealth Advisors, LLC

Rebecca E. Swartz

CRD 7496364 · Named on Form ADV at one SEC-registered adviser

At a glance

Guardian Wealth Advisors, LLC, an SEC-registered wealth manager based in St Louis Park, MN with $300 million in regulatory assets, lists Rebecca E. Swartz on its Form ADV as Chief Financial Officer and Shareholder, a control person.

Firms and roles

AtlasMembers

Rebecca’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Eric N. BeckerChief Compliance Officer/president, Guardian Wealth Advisors, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rebecca’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.