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Founder & Managing Principal & Chief Compliance Officer · EMC Capital Management, LLC

Rasool N. Shaik

CRD 5560620 · Named on Form ADV at one SEC-registered adviser

At a glance

EMC Capital Management, LLC, an SEC-registered wealth manager based in Houston, TX with $219 million in regulatory assets, lists Rasool N. Shaik on its Form ADV as Founder & Managing Principal & Chief Compliance Officer, a control person.

Firms and roles

  • EMC Capital Management, LLCFounder & Managing Principal & Chief Compliance OfficerWealth manager · Houston, TX · $219M in regulatory assets

AtlasMembers

Rasool’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rasool’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.