Chief Compliance Officer · Christofferson, Robb & Company
Raquel A. Thompson
CRD 5566157 · Named on Form ADV at one SEC-registered adviser
At a glance
Christofferson, Robb & Company, an SEC-registered private fund adviser based in New York, NY with $11.3 billion in regulatory assets, lists Raquel A. Thompson on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- Christofferson, Robb & CompanyChief Compliance OfficerPrivate fund adviser · New York, NY · $11B in regulatory assets
AtlasMembers
Raquel’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings
- Richard G. RobbChief Executive Officer/sole Member/managing Member, Christofferson, Robb & Company
- Vanessa MeronneeManagement Company CFO, Christofferson, Robb & Company
- Dina TserlyukHead of Operations & Funds CFO, Christofferson, Robb & Company
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Raquel’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.