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Chief Legal Officer · SPC

Randolph F. Pistor

CRD 5143334 · Named on Form ADV at one SEC-registered adviser

At a glance

SPC, an SEC-registered wealth manager based in ANN Arbor, MI with $6.1 billion in regulatory assets, lists Randolph F. Pistor on its Form ADV as Chief Legal Officer, a control person.

Firms and roles

  • SPCChief Legal OfficerWealth manager · ANN Arbor, MI · $6.1B in regulatory assets

AtlasMembers

Randolph’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Randolph on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Randolph’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.