Chief Compliance Officer and Head of Compliance · Troy Asset Management LTD
Rajesh N. Soni
CRD 7740393 · Named on Form ADV at one SEC-registered adviser
At a glance
Troy Asset Management LTD, an SEC-registered private fund adviser based in London, United Kingdom with $14.7 billion in regulatory assets, lists Rajesh N. Soni on its Form ADV as Chief Compliance Officer and Head of Compliance, a control person.
Firms and roles
- Troy Asset Management LTDChief Compliance Officer and Head of CompliancePrivate fund adviser · London, United Kingdom · $15B in regulatory assets
AtlasMembers
Rajesh’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings (9)
- Sebastian J. LyonFounder, Chief Executive Officer and Shareholder - Ordinary Shares, Troy Asset Management LTD
- Francis G. BrookeNon-Executive Director, Chairman and Shareholder - Ordinary Shares, Troy Asset Management LTD
- Gabrielle M. BoyleExecutive Director, Troy Asset Management LTD
- Frederick P. Von WestenholzExecutive Director, Troy Asset Management LTD
- Nicholas C. HughesChief Operating Officer and Chief Executive Officer, Troy Asset Management LTD
4 more people named with Rajesh on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rajesh’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.