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COO & CCO (chief Compliance Officer) · Delta Capital

Rafael J. Amorim

CRD 8188387 · Named on Form ADV at one SEC-registered adviser

At a glance

Delta Capital, an SEC-registered wealth manager based in Santana De Parnaiba, Brazil with $11 million in regulatory assets, lists Rafael J. Amorim on its Form ADV as COO & CCO (chief Compliance Officer), a control person.

Firms and roles

  • Delta CapitalCOO & CCO (chief Compliance Officer)Wealth manager · Santana De Parnaiba, Brazil · $11M in regulatory assets

AtlasMembers

Rafael’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Luis SchmittHead of Investment Strategy & CTO, Delta Capital

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Rafael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.