Chief Compliance Officer · Neumann Advisory Hong Kong Limited
Pui Shan Chan
CRD 8053719 · Named on Form ADV at one SEC-registered adviser
At a glance
Neumann Advisory Hong Kong Limited, an SEC-registered private fund adviser based in Hong Kong, Hong Kong with $623 million in regulatory assets, lists Pui Shan Chan on its Form ADV as Chief Compliance Officer.
Firms and roles
- Neumann Advisory Hong Kong LimitedChief Compliance OfficerPrivate fund adviser · Hong Kong, Hong Kong · $623M in regulatory assets
AtlasMembers
Pui’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Fisher Zhang FeiDirector, Neumann Advisory Hong Kong Limited
- Yee Ting LeungManaging Director, Neumann Advisory Hong Kong Limited
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Pui’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.