Adviser and broker representative · A.g.p. / Alliance Global Partners
Prashant N. Mody
CRD 4090845 · New York, NY
At a glance
Prashant N. Mody is an investment adviser representative with A.g.p. / Alliance Global Partners in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Prashant’s SEC record dates to 2012, about 14 years ago. Prashant is also registered as a broker representative.
Current advisory firm
- A.g.p. / Alliance Global PartnersSince February 2021New York, NY · $2.9B in regulatory assets
SEC adviser record
- Registered since
- 2012 (14 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 3 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Prashant’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.