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Chief Executive Officer / Chief Compliance Officer · Phillip James Financial Co.

Phillip R. Christenson

CRD 5082883 · Named on Form ADV at one SEC-registered adviser

At a glance

Phillip James Financial Co., an SEC-registered wealth manager based in Plymouth, MN with $222 million in regulatory assets, lists Phillip R. Christenson on its Form ADV as Chief Executive Officer / Chief Compliance Officer, a control person.

Firms and roles

  • Phillip James Financial Co.Chief Executive Officer / Chief Compliance OfficerWealth manager · Plymouth, MN · $222M in regulatory assets

AtlasMembers

Phillip’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Phillip’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.