Adviser and broker representative · Berthel, Fisher & Company Financial Services, Inc.
Peyton J. Wagner
CRD 6335799 · Cedar Rapids, IA
At a glance
Peyton J. Wagner is an investment adviser representative with Berthel, Fisher & Company Financial Services, Inc. in Cedar Rapids, IA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Peyton’s SEC record dates to 2016, about 10 years ago. Peyton is also registered as a broker representative.
Current advisory firms
- Berthel, Fisher & Company Financial Services, Inc.Since October 2016Cedar Rapids, IA · $906M in regulatory assets
- Bfc Planning, Inc.Since November 2016Cedar Rapids, IA · $3.8B in regulatory assets
SEC adviser record
- Registered since
- 2016 (10 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Peyton’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.