Thursday, October 22, 2026The Morning EditionOpen AtlasSign inJoin free
FinancialADVSR

Est. 2026The front page of wealth managementNew York

The Morning EditionFree · 6:30 AM ETSubscribe
RB An Amazon intern in 2020, Nevis CEO Mark Swan is the unlikely dream weaver for Focus Financial and other big RIA rollups with 'nightmare' integration issues -- with help from Schwab, Fidelity, OpenAI and AnthropicIN SpaceX’s AI segment now drives more than half its revenue. Here’s what advisors should watch nextFP Why AI might recommend your competitor instead of youFP Why clients are choosing phased retirement — and what advisors should know4K SPARK Forum Offering Scholarships for Retirement Plan AdvisorsFP What Schwab's new ETF platform fees mean for clients, advisorsWM RIA Platform Leaders Ask ‘What’s the Advantage in Having Your Own Form ADV?’IN Fake e-vite phishing scams put high-net-worth clients at riskRB Rick Wurster says Schwab is tackling its forced rationing of long/short SMAs with proprietary 'offering' to stretch balance sheet, but it may be more about a fee upside, a long/short manager saysTA Top 15 States for Average Individual Income Taxes, 2025

Chief Compliance Officer · First Sentier Investors International IM Limited

Peter J. Hawkins

CRD 5214863 · Named on Form ADV at 3 SEC-registered advisers

At a glance

First Sentier Investors International IM Limited, an SEC-registered private fund adviser based in Edinburgh, United Kingdom with $16.1 billion in regulatory assets, lists Peter J. Hawkins on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Peter at 2 other registered advisers.

Firms and roles

AtlasMembers

Peter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
3 firmsLocked
Control-person status
3 firmsLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (12)

  • Vicky Wai-Choo KubitscheckIndependent Non-Executive Director, First Sentier Investors International IM Limited
  • Gary N. CottonNon-Independent Non-Executive Director, First Sentier Investors International IM Limited
  • Christine E. JohnsonIndependent Non-Executive Director, First Sentier Investors International IM Limited
  • Lisa J. WarburtonGroup General Counsel, First Sentier Investors International IM Limited
  • Jane P. DanielChief Risk Officer, First Sentier Investors International IM Limited

7 more people named with Peter on the same filings, with titles and firms. Free in Atlas with a free account.

See all 12 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.