Chief Legal Officer/chief Compliance Officer · Oak Harbor Capital, LLC
Peter J. Fitzpatrick
CRD 6390144 · Named on Form ADV at one SEC-registered adviser
At a glance
Oak Harbor Capital, LLC, an SEC-registered private fund adviser based in LAS Vegas, NV with $442 million in regulatory assets, lists Peter J. Fitzpatrick on its Form ADV as Chief Legal Officer/chief Compliance Officer, a control person.
Firms and roles
- Oak Harbor Capital, LLCChief Legal Officer/chief Compliance OfficerPrivate fund adviser · LAS Vegas, NV · $442M in regulatory assets
AtlasMembers
Peter’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
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- Control-person status
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- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- William S. WeinsteinChief Executive/operating Officer, Oak Harbor Capital, LLC
- Sonal GuptaChief Financial Officer, Oak Harbor Capital, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.