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Chief Compliance Officer · Secure Retirement Financial & Insurance Services Corp.

Peter Eriksson

CRD 8065082 · Named on Form ADV at one SEC-registered adviser

At a glance

Secure Retirement Financial & Insurance Services Corp., an SEC-registered wealth manager based in SAN Ramon, CA with $102 million in regulatory assets, lists Peter Eriksson on its Form ADV as Chief Compliance Officer.

Firms and roles

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Peter’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Jeffrey M. WarrenShareholder, Secure Retirement Financial & Insurance Services Corp.
  • Richard R. MoreyPresident, Secure Retirement Financial & Insurance Services Corp.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peter’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.