Adviser and broker representative · Morgan Stanley
Penelope S. Keene
CRD 1302217 · Huntsville, AL
At a glance
Penelope S. Keene is an investment adviser representative with Morgan Stanley in Huntsville, AL, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Penelope’s SEC record dates to 1989, about 36 years ago. Penelope is also registered as a broker representative.
Current advisory firm
- Morgan StanleySince September 2021Huntsville, AL · $1.96T in regulatory assets
SEC adviser record
- Registered since
- 1989 (36 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Penelope’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.