Managing Director/ Chief Compliance Officer · Finances for Real Life
Peggy S. Van Hook
CRD 6801174 · Named on Form ADV at one SEC-registered adviser
At a glance
Finances for Real Life, an SEC-registered wealth manager based in Lompoc, CA with $109 million in regulatory assets, lists Peggy S. Van Hook on its Form ADV as Managing Director/ Chief Compliance Officer, a control person.
Firms and roles
- Finances for Real LifeManaging Director/ Chief Compliance OfficerWealth manager · Lompoc, CA · $109M in regulatory assets
AtlasMembers
Peggy’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Wanda T. ToroChief Executive Officer/owner, Finances for Real Life
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Peggy’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.