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Chief Compliance Officer · Bailard, Inc.

Pavita Fleischer

CRD 5686549 · Named on Form ADV at one SEC-registered adviser

At a glance

Bailard, Inc., an SEC-registered wealth manager based in Foster City, CA with $7.6 billion in regulatory assets, lists Pavita Fleischer on its Form ADV as Chief Compliance Officer.

Firms and roles

  • Bailard, Inc.Chief Compliance OfficerWealth manager · Foster City, CA · $7.6B in regulatory assets

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Pavita’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

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Colleagues named on the same filings (7)

  • Sonya T. MughalChief Executive Officer; Director of Bailard, Inc, Bb&k Holdings, and Bailard General Partners I, Inc., Bailard, Inc.
  • Michael J. FaustEvp; President, Wealth Management; Director, Bailard, Inc. (since 05/2022), Bailard, Inc.
  • Blaine C. TownsendExecutive Vice President, Director of Srii, Bailard, Inc.
  • Fuju WuSenior VP, Finance and Operations of Bailard, Inc.; Treasurer of Bailard, Inc. and Bb&k Holdings, Bailard, Inc.
  • David H. SmithChief Investment Officer, Bailard, Inc.

2 more people named with Pavita on the same filings, with titles and firms. Free in Atlas with a free account.

See all 7 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Pavita’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.