Adviser and broker representative · Stonex Advisors Inc.
Pauline E. Rosenstein
CRD 212619 · Annandale, VA
At a glance
Pauline E. Rosenstein is an investment adviser representative with Stonex Advisors Inc. in Annandale, VA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Pauline’s SEC record dates to 1994, about 32 years ago. Pauline is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firm
- Stonex Advisors Inc.Since January 2015Annandale, VA · $5.1B in regulatory assets
SEC adviser record
- Registered since
- 1994 (32 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Pauline’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 2 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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- Ted W. BairdBirmingham
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