Managing Member · Raffles Capital Management, LLC
Paul H. O'Leary
CRD 6027893 · Named on Form ADV at one SEC-registered adviser
At a glance
Raffles Capital Management, LLC, an SEC-registered private fund adviser based in New York, NY with $270 million in regulatory assets, lists Paul H. O'Leary on its Form ADV as Managing Member, a control person.
Firms and roles
- Raffles Capital Management, LLCManaging MemberPrivate fund adviser · New York, NY · $270M in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- James D. O'LearyChief Compliance Officer, Raffles Capital Management, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.