Chief Compliance Officer · GO Invest LLC
Paul M Mallory
CRD 4954768 · Named on Form ADV at 3 SEC-registered advisers
At a glance
GO Invest LLC, an SEC-registered asset manager based in West Jordan, UT with $889 million in regulatory assets, lists Paul M Mallory on its Form ADV as Chief Compliance Officer. The SEC filings also name Paul at 2 other registered advisers.
Firms and roles
- GO Invest LLCChief Compliance OfficerAsset manager · West Jordan, UT · $889M in regulatory assets
- Financial Planning Hawaii, Inc.Chief Compliance OfficerWealth manager · Honolulu, HI · $382M in regulatory assets
- Sidepocket IncorporatedChief Compliance OfficerWealth manager · SAN Francisco, CA · $1M in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 3 firmsLocked
- Control-person status
- Locked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Nathan D. BeckCEO, GO Invest LLC
- John H. RobinsonChief Executive Officer, Financial Planning Hawaii, Inc.
- Daniel P. IdzkowskiChief Executive Officer, Sidepocket Incorporated
- Alex M. McQuownChief Product Officer, Sidepocket Incorporated
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.