Director · Barings LLC
Paul Anthony Lapiana
CRD 2237245 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Barings LLC, an SEC-registered asset manager based in Charlotte, NC with $392.8 billion in regulatory assets, lists Paul Anthony Lapiana on its Form ADV as Director, a control person. The SEC filings also name Paul at 1 other registered adviser.
Firms and roles
- Barings LLCDirectorAsset manager · Charlotte, NC · $393B in regulatory assets
- MML Investors Services, LLCDirectorBroker-dealer firm · Springfield, MA · $116B in regulatory assets
AtlasMembers
Paul’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
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Colleagues named on the same filings (28)
- Roger W. CrandallDirector, Human Resource Committee, Barings LLC
- Geoffrey CraddockDirector, Audit Committee, Barings LLC
- Michael D. FrenoPresident, Chief Executive Officer, Chairman of the Board of Managers, and Director, Barings LLC
- Patrick L. HoeflingChief Financial Officer, Barings LLC
- Michael J. O'ConnorDirector, Audit Committee, Barings LLC
23 more people named with Paul on the same filings, with titles and firms. Free in Atlas with a free account.
See all 28 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Paul’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.