Chief Compliance Officer · TE Advisors LLC
Patti S. Almanza
CRD 4067774 · Named on Form ADV at 2 SEC-registered advisers
At a glance
TE Advisors LLC, an SEC-registered wealth manager based in Quincy, MA with $10,715 in regulatory assets, lists Patti S. Almanza on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Patti at 1 other registered adviser.
Firms and roles
- TE Advisors LLCChief Compliance OfficerWealth manager · Quincy, MA · $0M in regulatory assets
- Guidestone Capital ManagementChief Compliance OfficerAsset manager · Dallas, TX · $36B in regulatory assets
AtlasMembers
Patti’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (9)
- Tosin OsunsanyaChief Executive Officer, TE Advisors LLC
- Shawn P. HockadayChief Operating Officer, TE Advisors LLC
- David J. KennyHead of Trading, TE Advisors LLC
- Melanie R. ChildersVice President Fund Operations and Secretary, Guidestone Capital Management
- Matthew A. WolfeVice President - Legal, Guidestone Capital Management
4 more people named with Patti on the same filings, with titles and firms. Free in Atlas with a free account.
See all 9 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patti’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.