Chief Financial Officer & Chief Compliance Officer · Pondera Holdings LLC
Patrick B. Peltz
CRD 8065233 · Named on Form ADV at one SEC-registered adviser
At a glance
Pondera Holdings LLC, an SEC-registered private fund adviser based in Chicago, IL with $564 million in regulatory assets, lists Patrick B. Peltz on its Form ADV as Chief Financial Officer & Chief Compliance Officer, a control person.
Firms and roles
- Pondera Holdings LLCChief Financial Officer & Chief Compliance OfficerPrivate fund adviser · Chicago, IL · $564M in regulatory assets
AtlasMembers
Patrick’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Joseph D. JohnsonPartner, Pondera Holdings LLC
- Scott A. CastoPartner, Pondera Holdings LLC
- Jan-Dirk LuedersPartner, Pondera Holdings LLC
- Seth G. BarkettPartner, Pondera Holdings LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patrick’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.