Chief Legal Officer · Rockefeller Capital Management
Patricia A. Solfaro
CRD 4800546 · Named on Form ADV at one SEC-registered adviser
At a glance
Rockefeller Capital Management, an SEC-registered wealth manager based in New York, NY with $36.8 billion in regulatory assets, lists Patricia A. Solfaro on its Form ADV as Chief Legal Officer, a control person.
Firms and roles
- Rockefeller Capital ManagementChief Legal OfficerWealth manager · New York, NY · $37B in regulatory assets
AtlasMembers
Patricia’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Gregory J. FlemingPresident & Chief Executive Officer, Rockefeller Capital Management
- Alison T. SchachterChief Financial Officer, Rockefeller Capital Management
- Wendy Wong-TsangChief Compliance Officer, Rockefeller Capital Management
- Ashley McCarthyChief Operating Officer, Rockefeller Capital Management
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Patricia’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.