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Executive Officer - Chief Compliance Officer · Caltier Advisors, LLC

Parker A. Smith

CRD 7514097 · Named on Form ADV at one SEC-registered adviser

At a glance

Caltier Advisors, LLC, an SEC-registered wealth manager based in Poway, CA with $7 million in regulatory assets, lists Parker A. Smith on its Form ADV as Executive Officer - Chief Compliance Officer, a control person.

Firms and roles

  • Caltier Advisors, LLCExecutive Officer - Chief Compliance OfficerWealth manager · Poway, CA · $7M in regulatory assets

AtlasMembers

Parker’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Parker’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.