Chief Compliance Officer · AXS Investments LLC
Parker B Binion
CRD 6105735 · Named on Form ADV at one SEC-registered adviser
At a glance
AXS Investments LLC, an SEC-registered asset manager based in Port Chester, NY with $3.0 billion in regulatory assets, lists Parker B Binion on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- AXS Investments LLCChief Compliance OfficerAsset manager · Port Chester, NY · $3.0B in regulatory assets
AtlasMembers
Parker’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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Colleagues named on the same filings
- Gregory D. BassukChief Executive Officer, AXS Investments LLC
- Russell M. TencerPresident, Chief Operating Officer & Chief Financial Officer, AXS Investments LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Parker’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.