Adviser and broker representative · LPL Enterprise, LLC
Pantaleo M. Uva
CRD 1034166 · Atlantic Highlands, NJ
At a glance
Pantaleo M. Uva is an investment adviser representative with LPL Enterprise, LLC in Atlantic Highlands, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Pantaleo’s SEC record dates to 2002, about 24 years ago. Pantaleo is also registered as a broker representative.
Current advisory firm
- LPL Enterprise, LLCSince November 2024Atlantic Highlands, NJ · $25B in regulatory assets
SEC adviser record
- Registered since
- 2002 (24 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Pantaleo’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.