Adviser and broker representative · Commonwealth Financial Network
Nicoletta J. Schaff
CRD 6086671 · Bellevue, WA
At a glance
Nicoletta J. Schaff is an investment adviser representative with Commonwealth Financial Network in Bellevue, WA, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicoletta’s SEC record dates to 2020, about 6 years ago. Nicoletta is also registered as a broker representative. Designations on file: Certified Financial Planner.
Current advisory firms
- Commonwealth Financial NetworkSince October 2020Bellevue, WA · $213B in regulatory assets
- Fap,llcSince June 2023Bellevue, WA · State-registered or not in the SEC’s list
SEC adviser record
- Registered since
- 2020 (6 years)
- Designations
- Certified Financial Planner
- Exams
- Series 63, Series 66
- Registered in
- 2 states
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nicoletta’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
More at Commonwealth Financial Network
- Hannah E. AhmedBellevue · Certified Financial Planner
- Shaun K. Mc Mahan Jr.Bellevue
- Sally L. McCrayBellevue · Certified Financial Planner
- Nathan MunitsBellevue
- Paul E. PurwinBellevue · Certified Financial Planner
- Bryan L. SpignerBellevue · Certified Financial Planner
- Brandon WesterBellevue
- Frank B. Abel IVEssex
Every advisor at Commonwealth Financial Network →Commonwealth Financial Network: assets, clients and custodians →Commonwealth news, moves and payouts →Financial advisors in Bellevue, WA →Every Commonwealth Financial Network advisor in Bellevue →Advisor Moves: who changed firms this week →