Director of Operations · Spartan Wealth Management
Nicole M. Yates
CRD 5863614 · Named on Form ADV at one SEC-registered adviser
At a glance
Spartan Wealth Management, an SEC-registered wealth manager based in Bingham Farms, MI with $1.5 billion in regulatory assets, lists Nicole M. Yates on its Form ADV as Director of Operations, a control person.
Firms and roles
- Spartan Wealth ManagementDirector of OperationsWealth manager · Bingham Farms, MI · $1.5B in regulatory assets
AtlasMembers
Nicole’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- E. Brian MosallamChief Executive Officer, Spartan Wealth Management
- Anthony MonaPresident, Spartan Wealth Management
- Steven M. NofarTreasurer, Spartan Wealth Management
- Joseph A. MansoorVice President, Spartan Wealth Management
- Alexander L. WagnerVice President, Spartan Wealth Management
3 more people named with Nicole on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.