Chief Compliance Officer, General Counsel, Managing Member · Longfellow Investment Management Co. LLC
Nicole M. Tremblay
CRD 4555979 · Named on Form ADV at one SEC-registered adviser
At a glance
Longfellow Investment Management Co. LLC, an SEC-registered asset manager based in Boston, MA with $23.4 billion in regulatory assets, lists Nicole M. Tremblay on its Form ADV as Chief Compliance Officer, General Counsel, Managing Member, a control person.
Firms and roles
- Longfellow Investment Management Co. LLCChief Compliance Officer, General Counsel, Managing MemberAsset manager · Boston, MA · $23B in regulatory assets
AtlasMembers
Nicole’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Barbara J. McKennaPresident, Managing Member, Longfellow Investment Management Co. LLC
- Anuja BatraManaging Member, Treasurer, Longfellow Investment Management Co. LLC
- Michelle L. MartinChief Administrative Officer, Member, Longfellow Investment Management Co. LLC
- David C. StuehrManaging Member, Longfellow Investment Management Co. LLC
- Akshay AnandMember, Longfellow Investment Management Co. LLC
3 more people named with Nicole on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicole’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.