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Managing Partner/chief Compliance Officer/investment Advisor Representative · Mainstreet RIA LLC

Nicholas S Oldham

CRD 5379115 · Named on Form ADV at one SEC-registered adviser

At a glance

Mainstreet RIA LLC, an SEC-registered asset manager based in O'fallon, MO with $472 million in regulatory assets, lists Nicholas S Oldham on its Form ADV as Managing Partner/chief Compliance Officer/investment Advisor Representative, a control person.

Firms and roles

  • Mainstreet RIA LLCManaging Partner/chief Compliance Officer/investment Advisor RepresentativeAsset manager · O'fallon, MO · $472M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
Locked
Each firm’s assets and growth
Locked
Search and export owners by title, state and firm size
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

SEC adviser record

Registered since
2008 (18 years)
Designations
Certified Financial Planner
Exams
Series 66
Registered in
2 states
Also a broker representative
No
Disclosures on record
None

AtlasMembers

Nicholas’s office, career and moves

Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.

Branch office address, business phone and website
Locked
Previous firms, with start and end dates
5 firmsLocked
Employment history
Locked
States they’re registered in
Locked
Outside business activities
Locked
When they joined their current firm, and their firm’s growth
Locked
Open Atlas free

Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Robert S. OldhamManaging Partner/investment Advisor Represetative, Mainstreet RIA LLC
  • Richard L. CountsManaging Partner/investment Advisor Representative, Mainstreet RIA LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.