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Chief Executive Officer, Director and Shareholder · Lk&a Investment Counsel

Nicholas J Welsh

CRD 2289695 · Named on Form ADV at one SEC-registered adviser

At a glance

Lk&a Investment Counsel, an SEC-registered wealth manager based in Pasadena, CA with $540 million in regulatory assets, lists Nicholas J Welsh on its Form ADV as Chief Executive Officer, Director and Shareholder, a control person.

Firms and roles

  • Lk&a Investment CounselChief Executive Officer, Director and ShareholderWealth manager · Pasadena, CA · $540M in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.