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Portfolio Manager · Roc360 Advisors LLC

Nicholas J Rossetti

CRD 6088168 · Named on Form ADV at one SEC-registered adviser

At a glance

Roc360 Advisors LLC, an SEC-registered private fund adviser based in New York, NY with $1.4 billion in regulatory assets, lists Nicholas J Rossetti on its Form ADV as Portfolio Manager, a control person.

Firms and roles

  • Roc360 Advisors LLCPortfolio ManagerPrivate fund adviser · New York, NY · $1.4B in regulatory assets

AtlasMembers

Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (6)

1 more person named with Nicholas on the same filings, with titles and firms. Free in Atlas with a free account.

See all 6 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.