Adviser and broker representative · Hsbc Securities (USA) Inc.
Nicholas Codola
CRD 7183114 · New York, NY
At a glance
Nicholas Codola is an investment adviser representative with Hsbc Securities (USA) Inc. in New York, NY, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicholas’s SEC record dates to 2019, about 7 years ago. Nicholas is also registered as a broker representative. Designations on file: Chartered Financial Analyst.
Current advisory firm
- Hsbc Securities (USA) Inc.Since October 2025New York, NY · $3.8B in regulatory assets
SEC adviser record
- Registered since
- 2019 (7 years)
- Designations
- Chartered Financial Analyst
- Exams
- Series 65, Series 66
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- None
AtlasMembers
Nicholas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 4 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.