Investment adviser representative · Sanctuary Advisors, LLC
Nicholas J. Bertha III
CRD 1978310 · Short Hills, NJ
At a glance
Nicholas J. Bertha III is an investment adviser representative with Sanctuary Advisors, LLC in Short Hills, NJ, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Nicholas’s SEC record dates to 2001, about 25 years ago.
Current advisory firms
- Sanctuary Advisors, LLCSince October 2026Short Hills, NJ · $35B in regulatory assets
- Hampshire Family OfficeSince June 2023New York, NY · $866M in regulatory assets
SEC adviser record
- Registered since
- 2001 (25 years)
- Designations
- None on file
- Exams
- Series 63, Series 66
- Registered in
- 3 states
- Also a broker representative
- No
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Nicholas’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 3 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search.