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Principal/chief Compliance Officer · Clearview Wealth Management

Nicholas J. Bautista

CRD 5560293 · Named on Form ADV at one SEC-registered adviser

At a glance

Clearview Wealth Management, an SEC-registered wealth manager based in Irvine, CA with $179 million in regulatory assets, lists Nicholas J. Bautista on its Form ADV as Principal/chief Compliance Officer.

Firms and roles

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Nicholas’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nicholas’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.