Deputy COO and Chief Compliance Officer · Haverstock Capital LLP
Niall Coates
CRD 8331875 · Named on Form ADV at one SEC-registered adviser
At a glance
Haverstock Capital LLP, an SEC-registered private fund adviser based in London, United Kingdom with $140 million in regulatory assets, lists Niall Coates on its Form ADV as Deputy COO and Chief Compliance Officer, a control person.
Firms and roles
- Haverstock Capital LLPDeputy COO and Chief Compliance OfficerPrivate fund adviser · London, United Kingdom · $140M in regulatory assets
AtlasMembers
Niall’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Lyndsey StarrPartner, Haverstock Capital LLP
- Adam M. DaviesChief Operating Officer, Haverstock Capital LLP
- Moni SternbachPartner, Haverstock Capital LLP
- Louise PughPartner, Haverstock Capital LLP
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Niall’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.