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President · Wynnefield Capital, Inc.

Nelson J. Obus

CRD 1039098 · Named on Form ADV at one SEC-registered adviser

At a glance

Wynnefield Capital, Inc., an SEC-registered private fund adviser based in New York, NY with $185 million in regulatory assets, lists Nelson J. Obus on its Form ADV as President, a control person.

Firms and roles

AtlasMembers

Nelson’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
Locked
Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Joshua H. LandesExecutive Vice President / Secretary / Treasurer, Wynnefield Capital, Inc.
  • W. Alex LiuChief Compliance Officer / Chief Operating Officer, Wynnefield Capital, Inc.

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nelson’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.