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Chief Executive Officer/chief Compliance Officer · Northwest Asset Management

Nelly O. Mubashi

CRD 4708949 · Named on Form ADV at one SEC-registered adviser

At a glance

Northwest Asset Management, an SEC-registered wealth manager based in Mercer Island, WA with $4.1 billion in regulatory assets, lists Nelly O. Mubashi on its Form ADV as Chief Executive Officer/chief Compliance Officer, a control person.

Firms and roles

  • Northwest Asset ManagementChief Executive Officer/chief Compliance OfficerWealth manager · Mercer Island, WA · $4.1B in regulatory assets

AtlasMembers

Nelly’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nelly’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.