Chief Administrative Officer · Slate Advisory Service (US) LLC
Neil S Kaufman
CRD 4964149 · Named on Form ADV at one SEC-registered adviser
At a glance
Slate Advisory Service (US) LLC, an SEC-registered private fund adviser based in Chicago, IL with $1.7 billion in regulatory assets, lists Neil S Kaufman on its Form ADV as Chief Administrative Officer, a control person.
Firms and roles
- Slate Advisory Service (US) LLCChief Administrative OfficerPrivate fund adviser · Chicago, IL · $1.7B in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Ramsey T. AliGeneral Counsel, Slate Advisory Service (US) LLC
- Brady S. WelchFounding Partner, Slate Advisory Service (US) LLC
- Blair N. WelchFounding Partner, Slate Advisory Service (US) LLC
- Michael M. SullivanChief Compliance Officer, Slate Advisory Service (US) LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.