Ex-Chairman · Record Currency Management Limited
Neil P. Record
CRD 4397843 · Named on Form ADV at 2 SEC-registered advisers
At a glance
Record Currency Management Limited, an SEC-registered asset manager based in London, United Kingdom with $114.2 billion in regulatory assets, lists Neil P. Record on its Form ADV as Ex-Chairman, a control person. The SEC filings also name Neil at 1 other registered adviser.
Firms and roles
- Record Currency Management LimitedEx-ChairmanAsset manager · London, United Kingdom · $114B in regulatory assets
- Record Currency Management IncEx-ChairmanAsset manager · New York, NY · $20B in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at each firm
- 2 firmsLocked
- Control-person status
- 2 firmsLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (7)
- Thomas A. ArnoldDirector, Head of Sales, Record Currency Management Limited
- Grady M. LaurieChief Compliance Officer, Record Currency Management Limited
- Kevin J. AylesDirector, Record Currency Management Limited
- Jan H. WitteDirector, Record Currency Management Limited
- Shaesta WahedallyDirector, Head of Client Onboarding, Record Currency Management Limited
2 more people named with Neil on the same filings, with titles and firms. Free in Atlas with a free account.
See all 7 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.