Adviser and broker representative · Tiaa-Cref Individual & Institutional Services, LLC
Neil C. Guarniere
CRD 4603456 · Fort Worth, TX
At a glance
Neil C. Guarniere is an investment adviser representative with Tiaa-Cref Individual & Institutional Services, LLC in Fort Worth, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Neil’s SEC record dates to 2017, about 8 years ago. Neil is also registered as a broker representative.
Current advisory firm
- Tiaa-Cref Individual & Institutional Services, LLCSince December 2025Fort Worth, TX · $38B in regulatory assets
SEC adviser record
- Registered since
- 2017 (8 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Neil’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 11 firmsLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.
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