Chief Executive Officer · Gagnon Advisors
Neil J. Gagnon
CRD 216440 · Named on Form ADV at one SEC-registered adviser
At a glance
Gagnon Advisors, an SEC-registered private fund adviser based in New York, NY with $187 million in regulatory assets, lists Neil J. Gagnon on its Form ADV as Chief Executive Officer, a control person.
Firms and roles
- Gagnon AdvisorsChief Executive OfficerPrivate fund adviser · New York, NY · $187M in regulatory assets
AtlasMembers
Neil’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2021 (4 years)
- Designations
- None on file
- Exams
- Series 63, Series 65
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Neil’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (8)
- Brian J. GagnonMember, Gagnon Advisors
- Maureen O. DrewMember, Gagnon Advisors
- Lisa Catherine FerranteChief Compliance Officer, Gagnon Advisors
- Marianne D'alessandroChief Financial Officer, Gagnon Advisors
- Willis Gitt TaylorMember, Gagnon Advisors
3 more people named with Neil on the same filings, with titles and firms. Free in Atlas with a free account.
See all 8 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Neil’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.