Adviser and broker representative · Ameriprise Financial Services, LLC
Neal D. Vasso
CRD 2711482 · Tyler, TX
At a glance
Neal D. Vasso is an investment adviser representative with Ameriprise Financial Services, LLC in Tyler, TX, according to the SEC’s Investment Adviser Public Disclosure records. The earliest registration on Neal’s SEC record dates to 1996, about 30 years ago. Neal is also registered as a broker representative.
Current advisory firm
- Ameriprise Financial Services, LLCSince March 1996Tyler, TX · $660B in regulatory assets
SEC adviser record
- Registered since
- 1996 (30 years)
- Designations
- None on file
- Exams
- Series 63
- Registered in
- 1 state
- Also a broker representative
- Yes
- Disclosures on record
- Yes, see the SEC record
AtlasMembers
Neal’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- Locked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
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Something wrong? Ask for a correction. Source: the SEC’s Investment Adviser Public Disclosure records, as of October 2026. The full record, including any disclosure details, is on the SEC’s adviser search and FINRA BrokerCheck.