Co-President · Nicollet Investment Management, Inc.
Nathan R Travis
CRD 6249368 · Named on Form ADV at one SEC-registered adviser
At a glance
Nicollet Investment Management, Inc., an SEC-registered wealth manager based in Minneapolis, MN with $557 million in regulatory assets, lists Nathan R Travis on its Form ADV as Co-President, a control person.
Firms and roles
- Nicollet Investment Management, Inc.Co-PresidentWealth manager · Minneapolis, MN · $557M in regulatory assets
AtlasMembers
Nathan’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
- Locked
- Each firm’s assets and growth
- Locked
- Search and export owners by title, state and firm size
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
SEC adviser record
- Registered since
- 2013 (12 years)
- Designations
- None on file
- Exams
- Series 66
- Registered in
- 2 states
- Also a broker representative
- No
- Disclosures on record
- None
AtlasMembers
Nathan’s office, career and moves
Their branch office with the firm’s business phone and website, every registration on their SEC record with dates, their employment history and outside business. Atlas members see all of it.
- Branch office address, business phone and website
- Locked
- Previous firms, with start and end dates
- 1 firmLocked
- Employment history
- Locked
- States they’re registered in
- Locked
- Outside business activities
- Locked
- When they joined their current firm, and their firm’s growth
- Locked
Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings (6)
- Nicholas K. HeyerCo-President, Nicollet Investment Management, Inc.
- Timothy S. FaheyExecutive Vice President, Nicollet Investment Management, Inc.
- Kathy A. CarlsonSecretary/treasurer, Nicollet Investment Management, Inc.
- Uzi (. RoshaOutsourced Chief Compliance Officer, Nicollet Investment Management, Inc.
- Susan J. BeckerChief Financial Officer, Nicollet Investment Management, Inc.
1 more person named with Nathan on the same filings, with titles and firms. Free in Atlas with a free account.
See all 6 freeSomething wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Nathan’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.