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Chief Compliance Officer · DWS Investment Management Americas, Inc.

Michelle S. Goveia

CRD 2860014 · Named on Form ADV at 2 SEC-registered advisers

At a glance

DWS Investment Management Americas, Inc., an SEC-registered asset manager based in New York, NY with $199.7 billion in regulatory assets, lists Michelle S. Goveia on its Form ADV as Chief Compliance Officer, a control person. The SEC filings also name Michelle at 1 other registered adviser.

Firms and roles

AtlasMembers

Michelle’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at each firm
2 firmsLocked
Control-person status
2 firmsLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings (11)

  • John B. MilletteChief Legal Officer, DWS Investment Management Americas, Inc.
  • David S BiancoDirector,chief Executive Officer and President, DWS Investment Management Americas, Inc.
  • Sandy SculacChief Operating Officer, DWS Investment Management Americas, Inc.
  • George L CatramboneDirector & Chairman, DWS Investment Management Americas, Inc.
  • Hepsen UzcanDirector, DWS Investment Management Americas, Inc.

6 more people named with Michelle on the same filings, with titles and firms. Free in Atlas with a free account.

See all 11 free

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michelle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.