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Trustee · Occidental Asset Management, LLC

Michelle P. Cattano

CRD 4485667 · Named on Form ADV at one SEC-registered adviser

At a glance

Occidental Asset Management, LLC, an SEC-registered wealth manager based in Burlingame, CA with $1.1 billion in regulatory assets, lists Michelle P. Cattano on its Form ADV as Trustee, a control person.

Firms and roles

AtlasMembers

Michelle’s stakes and control

What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.

Ownership stake at the firm
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Control-person status
1 firmLocked
When each role began
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Each firm’s assets and growth
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.

Colleagues named on the same filings

  • Andrew C. CattanoManaging Principal, Occidental Asset Management, LLC
  • Nathan H. WalshManaging Principal/chief Compliance Officer, Occidental Asset Management, LLC
  • Brad T KlontzManaging Principal, Occidental Asset Management, LLC

Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michelle’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.