Chief Compliance Officer · HLM Management Co., LLC
Michael G. Wong
CRD 7441377 · Named on Form ADV at one SEC-registered adviser
At a glance
HLM Management Co., LLC, an SEC-registered private fund adviser based in Waltham, MA with $411 million in regulatory assets, lists Michael G. Wong on its Form ADV as Chief Compliance Officer, a control person.
Firms and roles
- HLM Management Co., LLCChief Compliance OfficerPrivate fund adviser · Waltham, MA · $411M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Free while Atlas launches: create a free account and confirm your email. Every figure comes from SEC filings.
Colleagues named on the same filings
- Enrico G. PicozzaManaging Member, HLM Management Co., LLC
- Edward L. CahillManaging Member, HLM Management Co., LLC
- Michael A. LudwigManaging Member, HLM Management Co., LLC
- Joseph L. MayerManaging Member, HLM Management Co., LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.