Principal - Chief Compliance Officer/member · Game Plan Financial Advisors, LLC
Michael S Norehad
CRD 2138564 · Named on Form ADV at one SEC-registered adviser
At a glance
Game Plan Financial Advisors, LLC, an SEC-registered wealth manager based in Westlake, OH, OH with $255 million in regulatory assets, lists Michael S Norehad on its Form ADV as Principal - Chief Compliance Officer/member, a control person.
Firms and roles
- Game Plan Financial Advisors, LLCPrincipal - Chief Compliance Officer/memberWealth manager · Westlake, OH, OH · $255M in regulatory assets
AtlasMembers
Michael’s stakes and control
What Form ADV says they own at each firm, whether they control it, and how each firm is growing. Atlas members see all of it.
- Ownership stake at the firm
- Locked
- Control-person status
- 1 firmLocked
- When each role began
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- Each firm’s assets and growth
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- Search and export owners by title, state and firm size
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Colleagues named on the same filings
- Theodore D. BeckmanPrincipal/member, Game Plan Financial Advisors, LLC
Something wrong? Ask for a correction. Source: Schedules A and B of each firm’s latest Form ADV, filed with the SEC. For Michael’s registrations, exams and any disclosures, see the SEC’s adviser search or FINRA BrokerCheck.